Shenzhen Stock Exchange Successfully Attained The CMMI Level 3 Certification...
Shenzhen Stock Exchange successfully passed the SEI CMMI Level 3 appraisal again on November 28, 2011, which further demonstrates that the Exchange has achieved the advanced level in securities...
View ArticleCBOE, C2, CFE, And CBSX Trading Schedule For Martin Luther King, Jr. Holiday
CBOE Holdings, Inc. (NASDAQ: CBOE) today announced the following trading schedules for Chicago Board Options Exchange (CBOE), C2 Options Exchange (C2), CBOE Futures Exchange (CFE) and CBOE Stock...
View ArticleOpening Statement At SEC Open Meeting: PCAOB Proposed Budget And Accounting...
Good morning. This is an open meeting of the U.S. Securities and Exchange Commission on January 11, 2012.read more...
View ArticleOpening Statement Of Commissioner Mark Wetjen For The CFTC Open Meeting On...
Thank you, Chairman Gensler. Thank you also to the professional staff for your hard work on the recommendations before us today. I appreciate your dedication to getting these regulations right and that...
View ArticleStatement At Open Meeting To Approve PCAOB Budget By SEC Commissioner Luis A....
The Public Company Accounting Oversight Board is tasked by Congress to oversee the audits of public companies, and broker-dealers, in order to protect the interests of investors and further the public...
View ArticleProhibitions And Restrictions On Proprietary Trading And Certain Interests...
Introductionread more...
View ArticleRapid Ratings Hires Legal And Financial Services Veteran To Lead Strategic...
Rapid Ratings, an independent ratings, research and analytics firm, today announced that Jeffrey Gibb has joined the company as Senior Vice President of Strategic Relations & Head of Legal...
View ArticleWhat About MF Global? Statement Of CFTC Commissioner Scott D. OMalia
Today, the Commodity Futures Trading Commission (the “Commission”) is voting to finalize a rulemaking on protection of cleared swaps customer collateral.1 Whereas I support this rulemaking, I believe...
View ArticleISDA Announces Membership And Mission Of The Industry Clearing Committee
The International Swaps and Derivatives Association, Inc. (ISDA) announced today the membership and charter of the Industry Clearing Committee (ICC). read more...
View ArticleOpening Statement, Eighth Open Meeting To Consider Final Rules, Pursuant To...
Thank you Mr. Chairman. And, as always, I thank the teams who have worked so diligently on the proposal and final rules we are considering today.read more...
View ArticleNYSE Amex Issues Short Interest Report
NYSE Amex (formerly known as NYSE Alternext US) today reported short interest as of the close of business on the settlement date of December 30, 2011.Based on information received from member and...
View ArticleThat It Was All Very Complicated. - Opening Statement Of CFTC Commissioner...
Introductionread more...
View ArticleNASDAQ Announces End-Of-Month Open Short Interest Positions In NASDAQ Stocks...
At the end of the settlement date of December 30, 2011, short interest in 2,271 NASDAQ Global MarketSM securities totaled 6,433,379,539 shares compared with 6,558,926,307 shares in 2,267 Global Market...
View ArticleNYSE Group Inc. Issues Short Interest Report
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of December 30, 2011.Based on information received from members and member organizations, short...
View ArticleStandard & Poor's Announces Changes In The S&P/TSX Canadian Indices
Standard & Poor's will make the following changes in the S&P/TSX Canadian Indices:read more...
View ArticleSIFMA Statement On CFTC's Volcker Rule Proposal
SIFMA today released the following statement from Tim Ryan, president and CEO after the Commodity Futures Trading Commission's adoption of a proposal implementing the Volcker Rule. read more...
View ArticleShanghai Stock Exchange High And New Technology Enterprises Index To Be Launched
Designed to serve as new investable benchmarks for investors, SSE and CSI today announced the upcoming launch of SSE High and New Technology Enterprises Index on Feb 10th 2012. Regarding the...
View ArticleJapan's Financial Services Agency And Bank Of Japan: Comments On Volcker Rule...
The Financial Services Agency and the Bank of Japan sent a comment letter on December 28, 2011 to the US regulators regarding the so-called Volcker Rule proposal issued for public comment.read more...
View ArticleKVH Joined As A Solution Provider For Amazon Web Services In Japan - Offering...
KVH Co., Ltd. today announced that it has joined as an official solution provider for AWS Direct Connect, a service that has been launched starting today in Japan by Amazon Web Services (hereinafter...
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